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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-04-30 |
Branch Locations
2711 W. Broadway, Columbia, MO 65203 • United States
720 E Broadway, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winter-Dent & Company | Jefferson City | MO | 02/2017 | 05/2019 |
| Central Bank | Jefferson City | MO | 06/2014 | 01/2017 |
| Full-Time Education | Jefferson City | MO | 08/2012 | 12/2016 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2017 | 05/2019 |
| Securities America, Inc. | Jefferson City | MO | 08/2019 | 04/2020 |
| Securities America Advisors, Inc. | Jefferson City | MO | 10/2019 | 04/2020 |
| Lpl Financial, Llc | Columbia | MO | 04/2020 | Present |
| The Central Trust Bank | Columbia | MO | 09/2020 | Present |
1) 4/30/2020- Nicklas Financial-DBA for LPL Business (entity for LPL business)- Inv. Related- Jefferson City, MO- 100% 2) 12/15/2020 - Central Bank of Boone County - DBA: Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/9/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 3) 01/26/2022 - Investor Services Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/01/2021 - 20 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-23 |
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