John W. Briscoe

Current Employers

Employment History

• 08/2008 → 08/2019
  Smith Moore & Co
  Clayton, MO
• 08/2019 → Present
  Lpl Financial, Llc
  Columbia, MO
• 08/2019 → Present
  Convergence Financial, Llc
  Columbia, MO

Previous Registrations

• 2008-11-21 → 2019-09-27
  Smith, Moore & Co.
  Boonville, MO
  Clayton, MO

Other Businesses

1. 8/29/2019 - JWB2, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/22/2019 - 4 Hours Per Month/1 Hour During Securities Trading. 2. 8/29/2019 - Good Life Insurance Agency - Investment Related - 2395 Lancaster Pike, Reading, PA - Non-Variable Insurance - Started 8/22/2019 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 1%. 3. 8/29/2019 - Convergence Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/22/19 - 80 Hours Per Month/4 Hours During Securities Trading. 4. 9/3/2019 - Convergence Financial LLC - DBA: (Hybrid) Convergence Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/22/2019 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/02/2024 - Briscoe & Briscoe - Other - Business Owner - Organizer/ Owner - Not Investment Related - Home Based - Start Date 01/01/2024 - 3 Hours Per Month/ 0 Hours During Trading 6. 01/29/2026 - Briscoe Brothers LLC - Farm - Not Investment Related - Hannibal, MO - Start Date 01/26/2026 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-20
• S63 Uniform Securities Agent State Law Examination
  1999-09-28

Other Names

• John W Briscoe
• John Briscoe
• John Wilford Briscoe