Best Investors Account Sign in
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
IA RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2025-01-03
  • IA RA
    APPROVED
    Since 2024-03-04

Branch Locations

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Bettendorf, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msci San Francisco CA 02/2013 03/2017
Buckingham Asset Management, Llc Clayton MO 08/2017 12/2019
Quad-Cities Investment Group, Llc Davenport IA 03/2017 08/2017
Nikulski Financial, Inc. Bettendorf IA 12/2019 03/2021
Rbc Capital Markets, Llc Davenport IA 02/2024 Present
Msci Inc. Chicago IL 03/2021 03/2024
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Bettendorf, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor