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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| IA | RA | APPROVED | 2024-03-04 |
Branch Locations
2308 56Th Ave West, Bettendorf, IA 52722 • United States
Bettendorf, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msci | San Francisco | CA | 02/2013 | 03/2017 |
| Buckingham Asset Management, Llc | Clayton | MO | 08/2017 | 12/2019 |
| Quad-Cities Investment Group, Llc | Davenport | IA | 03/2017 | 08/2017 |
| Nikulski Financial, Inc. | Bettendorf | IA | 12/2019 | 03/2021 |
| Rbc Capital Markets, Llc | Davenport | IA | 02/2024 | Present |
| Msci Inc. | Chicago | IL | 03/2021 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-30 |
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