Simon John Jochlin

Current Employers

Canaccord Genuity Wealth Management (Usa) Inc.

1133 Melville Street Suite 1100, Vancouver, Bc V6E 4E5 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-06-01

CA RA
APPROVED

Since 2021-06-01

Branch Locations

1133 Melville Street Suite 1100, Vancouver V6E 4E5 • CANADA

1133 Melville Street Suite 1100, Vancouver, Bc V6E 4E5 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richardson Gmp	Vancouver, British Columbia		10/2012	03/2017
Morgan Stanley	San Francisco	CA	03/2017	05/2021
Morgan Stanley Private Bank, National Association	New York	NY	06/2017	05/2021
Canaccord Genuity Corp	Vancouver		05/2021	Present
Canaccord Genuity Wealth Management (Usa) Inc	Vancouver		05/2021	Present

10/2012 → 03/2017

Richardson Gmp

Vancouver, British Columbia
03/2017 → 05/2021

Morgan Stanley

San Francisco, CA
06/2017 → 05/2021

Morgan Stanley Private Bank, National Association

New York, NY
05/2021 → Present

Canaccord Genuity Corp

Vancouver
05/2021 → Present

Canaccord Genuity Wealth Management (Usa) Inc

Vancouver

Previous Registrations

2017-09-14 → 2021-06-08

Morgan Stanley

Palo Alto, CA

San Francisco, CA

Other Businesses

CANACCORD GENUITY CORP INVESTMENT RELATED 1200 - 1133 Melville Street Vancouver, BC V6E4E5 CANADIAN BROKER DEALER Portfolio Manager 5/17/2021 40HRS PER WEEK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-14

S66 Uniform Combined State Law Examination

2017-09-14

Other Names

Simon Jochlin

View on SEC IAPD