Samuel John Lusardi

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-03-02

CT RA
APPROVED

Since 2023-03-02

Branch Locations

Vernon, CT • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Springfield	MA	08/2018	Present
Mml Investors Services, Llc	Springfield	MA	08/2018	Present
Massmutual Life Insurance Company	Enfield	CT	02/2017	08/2018
Price Chopper	Mansfield	CT	10/2016	02/2017
Shop Rite	Vernon	CT	04/2015	10/2016

08/2018 → Present

Massmutual

Springfield, MA
08/2018 → Present

Mml Investors Services, Llc

Springfield, MA
02/2017 → 08/2018

Massmutual Life Insurance Company

Enfield, CT
10/2016 → 02/2017

Price Chopper

Mansfield, CT
04/2015 → 10/2016

Shop Rite

Vernon, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-19

S66 Uniform Combined State Law Examination

2022-12-19

Other Names

Samuel Lusardi