Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-03
  • GA RA
    APPROVED
    Since 2025-06-03

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Atlanta GA 02/2017 05/2025
Wells Fargo Bank Na Atlanta GA 11/2011 05/2025
Raymond James & Associates Inc. Atlanta GA 05/2025 Present
  • 02/2017 → 05/2025
    Wells Fargo Clearing Services, Llc.
    Atlanta, GA
  • 11/2011 → 05/2025
    Wells Fargo Bank Na
    Atlanta, GA
  • 05/2025 → Present
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor