Brian James Venn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2020
  U.S. Bancorp Investments, Inc.
  Kansas City, MO
• 01/2020 → 07/2021
  California Credit Union
  San Diego, CA
• 01/2020 → 07/2021
  Cuso Financial Sevices, L.P.
  San Diego, CA
• 08/2021 → 02/2026
  Ameriprise Financial Services, Llc
  San Diego, CA
• 03/2026 → Present
  Wintrust Bank
  Chicago, IL
• 03/2026 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2021-08-02 → 2026-02-23
  Ameriprise Financial Services, Llc
  San Diego, CA
  Pasadena, CA
  North Hollywood, CA
  Covina, CA
  Vista, CA
• 2020-01-08 → 2021-08-02
  Cuso Financial Services, L.P.
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  El Cajon, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  Imperial Beach, CA
  La Mesa, CA
  Chula Vista, CA
  Chula Vista, CA
  Encinitas, CA
• 2015-04-07 → 2020-01-03
  U.S. Bancorp Investments, Inc.
  Encino, CA
  Tarzana, CA
  Encino, CA
  Sherman Oaks, CA
  Kansas City, MO
  Northridge, CA
  Independence, MO
• 2013-01-04 → 2015-03-11
  J.P. Morgan Securities Llc
  Ventura, CA
  Ventura, CA
  Ventura, CA
  Ventura, CA
  Santa Barbara, CA
  Santa Barbara, CA
  Montecito, CA
  Ventura, CA
  Santa Paula, CA
• 2011-01-03 → 2013-01-08
  Wells Fargo Clearing Services, Llc
  San Luis Obispo, CA
• 2005-09-09 → 2011-01-03
  Wells Fargo Investments, Llc
  Camarillo, CA
  Camarillo, CA
  Camarillo, CA
  Camarillo, CA
  Santa Barbara, CA
• 2004-06-30 → 2005-08-30
  Wamu Investments, Inc.
  Irvine, CA
• 2001-02-08 → 2003-04-02
  Osaic Fa, Inc.
  Irvine, CA

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments - Inv Rel - At Reported Business Location (s) - Start Date: 02/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-19
• S63 Uniform Securities Agent State Law Examination
  1999-02-18

Designations

• Certified Financial Planner

Other Names

• Brian Venn