David Elroy Roberson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 12/2019
  Raymond James & Associates, Inc.
  Murray, KY
• 12/2019 → Present
  Lpl Financial, Llc
  Paducah, KY

Previous Registrations

• 2013-02-13 → 2019-12-19
  Raymond James & Associates, Inc.
  Murray, KY
  Nashville, TN
• 2005-04-18 → 2013-02-13
  Morgan Keegan & Company, Llc
  Nashville, TN
  Paducah, KY
  Mayfield, KY
  Paducah, KY
  Paducah, KY
  Murray, KY

Other Businesses

1. 12/17/2019 - MILLENNIAL WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/2019. 2. 4/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-15
• S63 Uniform Securities Agent State Law Examination
  1999-02-18

Other Names

• David E Roberson
• Dave Roberson