Best Investors Account Sign in

Nelson Luis Hernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
FL RA APPROVED 2022-07-06
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • FL RA
    APPROVED
    Since 2022-07-06

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coral Gables Trust Coral Gables FL 03/2016 02/2017
Wunderlich Securities, Inc. Memphis TN 02/2017 08/2017
Bny Mellon Securities Corporation Miami FL 06/2019 05/2021
Bny Mellon Miami FL 01/2019 05/2021
Coral Gables Trust Coral Gables FL 08/2017 12/2018
Fieldpoint Private Securities, Llc Greenwich CT 05/2021 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2022 Present
Bank Of America, N.A. Miami FL 07/2022 Present
  • 03/2016 → 02/2017
    Coral Gables Trust
    Coral Gables, FL
  • 02/2017 → 08/2017
    Wunderlich Securities, Inc.
    Memphis, TN
  • 06/2019 → 05/2021
    Bny Mellon Securities Corporation
    Miami, FL
  • 01/2019 → 05/2021
    Bny Mellon
    Miami, FL
  • 08/2017 → 12/2018
    Coral Gables Trust
    Coral Gables, FL
  • 05/2021 → 04/2022
    Fieldpoint Private Securities, Llc
    Greenwich, CT
  • 04/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
  • 07/2022 → Present
    Bank Of America, N.A.
    Miami, FL
Previous Registrations
  • 2021-07-12 → 2022-05-02
    Dominari Securities Llc
    New York, NY
    Coral Gables, FL
  • 2017-05-22 → 2017-08-09
    B. Riley Wealth Management
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-20
  • S66 Uniform Combined State Law Examination
    2021-05-20

View on SEC IAPD

Other Firms

HOLLANDER ASSET MANAGEMENT LLC
GFG CAPITAL
XP ADVISORY US, INC.
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
PILOTAI WEALTH
ARKHE WEALTH MANAGEMENT
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP

Other Investors

BIANCA MIA HOLLANDER PONTES
CARLOS HOLLANDER
EDUARDO NMN GRUENER
Cesar Florido Filho
Caio Henrique Costa Bello
FELIPE VIANNA GROSSO
ANA CAROLINA DA ROCHA CHEDE
BRUNA GOMES ZANARDI

Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor