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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-26 |
| TX | RA | APPROVED | 2020-10-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/2017 | 07/2019 |
| The Menard Financial Group | Houston | TX | 01/2017 | 07/2017 |
| Houston Baptist University | Houston | TX | 01/2016 | 12/2016 |
| U.S. Army Reserve | Houston | TX | 01/2015 | 07/2017 |
| Bank Of America, N.A. | Houston | TX | 04/2018 | 07/2019 |
| Wells Fargo Bank, Na | Houston | TX | 09/2019 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 09/2019 | 09/2020 |
| J.P. Morgan Chase Bank, N.A. | Miami | FL | 10/2020 | Present |
| J.P. Morgan Securities, Llc | Miami | FL | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-30 |
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