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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-22 |
Branch Locations
11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hickory Ridge High School | Harrisburg | NC | 06/2014 | 06/2017 |
| Jersey Mikes Subs | Harrisburg | NC | 01/2016 | 09/2016 |
| Autobell Car Wash | Charlotte | NC | 03/2017 | 05/2020 |
| Hastings Ford | Greenville | NC | 01/2019 | 08/2019 |
| Winslows Deli And Tavern | Greenville | NC | 09/2017 | 05/2021 |
| S.S. Junk Removal | Greenville | NC | 04/2020 | 04/2021 |
| East Carolina University | Greenville | NC | 08/2017 | 05/2021 |
| Buckeye International | Charlotte | NC | 06/2021 | 10/2021 |
| Nchsaa | Charlotte | NC | 02/2022 | Present |
| Leo Sbardella Jr. | Charlotte | NC | 09/2021 | Present |
| Equitable Advisors, Llc | New York | NY | 05/2022 | Present |
NCHSAA, Referee for high school and middle school soccer; start date 08/02/2021, 15hr/month Not Investment Related;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-10 |
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