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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-09-20
  • OH RA
    APPROVED
    Since 2017-09-20

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2017 08/2017
Service Uniform Englewood CO 10/2016 01/2017
Unemployed Centennial CO 05/2016 09/2016
Nationwide Investment Services Corp Columbus OH 08/2017 Present
  • 02/2017 → 08/2017
    St Louis, MO
  • 10/2016 → 01/2017
    Service Uniform
    Englewood, CO
  • 05/2016 → 09/2016
    Unemployed
    Centennial, CO
  • 08/2017 → Present
    Nationwide Investment Services Corp
    Columbus, OH
Previous Registrations
  • 2017-07-07 → 2017-07-10
    Centennial, CO
    St Louis, MO
    Centennial, CO
Other Businesses

Driver for Uber, located at uber.com, since 06/20/2016. Approx 24 hours per month, none during trading hours. Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-15
  • S66 Uniform Combined State Law Examination
    2017-04-15
Other Names
  • Steven Mahn
  • Steven Jerald Mahn

View on SEC IAPD

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