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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-02-25 |
| RI | RA | APPROVED | 2019-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Springfield College | Springfield | MA | 09/2006 | 12/2016 |
| Unemployed | Enfield | CT | 01/2017 | 02/2017 |
| Ameriprise Financial Services, Inc. | Bedford | NH | 02/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | New Durham | NH | 03/2020 | Present |
Outside Employment; The Halpin Company; Staff - RP Delegate; administrative business expenses; 111 Riverwalk Way, , Manchester, NH, 03101; Not Investment-Related; 01/01/2019; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-01 |
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