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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-07 |
Branch Locations
349 W Coleman Blvd, Mount Pleasant, SC 29464 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-07-23 |
| SC | RA | APPROVED | 2017-06-05 |
Branch Locations
190 Biltmore Ave, Asheville, NC 28801 • United States
349 W Coleman Blvd Ste 301, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Myrtle Beach | SC | 02/2017 | Present |
| Wells Fargo Bank Na | Myrtle Beach | SC | 11/2014 | Present |
| Wells Fargo Advisors Financial Network | Mount Pleasant | SC | 04/2026 | Present |
RENTAL PROPERTY, INV RELATED, ASHEVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START: 6/1/2019, 5 HRS/MONTH, 0 HRS DURING TRADING.| 342 DILLINGHAM, LLC, INVT RELATED, ASHEVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 2/1/2023, 20 HRS PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY.| RENTAL PROPERTY, INVT RELATED, ASHEVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.| 337 DILLINGHAM, LLC, INVT RELATED, ASHEVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2024, 5 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY.| CHARLESTON COHOST; INV RELATED; CHARLESTON, SC; SHORT TERM RENTAL; COHOSTING AND PROPERTY MANAGEMENT SERVICES; 50% OWNERSHIP; START DATE 09/01/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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