Nicholas Morey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 06/2017 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 04/2017 → 07/2019
  Symmetry Financial Solutions
  San Antonio, TX
• 01/2012 → 12/2018
  St. George Maronite Church
  San Antonio, TX
• 02/2017 → 06/2017
  Securian Financial Services Inc
  St. Paul, MN
• 05/2010 → 06/2019
  Nick'S Fitness
  Sant Antonio, TX
• 05/2010 → 06/2019
  Nick's Fitness
  San Antonio, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  San Antonio, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-09-20 → 2023-08-10
  Securian Financial Services, Inc.
  San Antonio, TX
  Houston, TX
  San Antonio, TX
  St. Paul, MN

Other Businesses

IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: , San Antonio TX , United States DESCRIPTION: Agent/Broker STONEHUE WEALTH MANAGEMENT LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: , San Antonio TX , United States DESCRIPTION: Agent/Broker LIBERTY JUMP TEAM, INC POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1515 Mount Gilead Rd., Roanoke TX 76262, United States DESCRIPTION: Responsible for overseeing team accounts, invoicing members for dues and events. ST. MARY'S UNIVERSITY ALUMNI ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1 Camino Santa Maria, San Antonio TX 78228, United States DESCRIPTION: Assist with alumni events, approve scholarships OAK HILLS NEW MEMBER COMMITTEE POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 5403 Fredericksburg Rd., San Antonio TX 78229, United States DESCRIPTION: Approve new members NICK'S FITNESS POSITION: Owner NATURE: Personal Trainer INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 9107 Maggie Ct, San Antonio TX 78240, United States DESCRIPTION: Assist clients in their overall health, through physical weight training as well as nutritional advice.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-16

Other Names

• Nicholas Morey