Sumant Sharad Pendharkar

Current Employers

Employment History

• 08/2012 → Present
  Googain Inc.
  Sunnyvale, CA
• 02/2017 → 12/2019
  Prima Innotech, Llc
  Basking Ridge, NJ
• 04/2018 → Present
  Transglobal Insurance Agency, Inc.
  Monrovia, CA

Previous Registrations

• 2017-03-06 → 2019-12-31
  Prima Innotech
  Los Altos, CA
  Basking Ridge, NJ

Other Businesses

I work as a real estate and mortgage agent in California. I work for Googain, Inc in Sunnyvale California as an independent contractor. Address is 1288 Kifer Road, Suite 205, Sunnyvale CA 94087. I started working here from August, 2012. My work hours are client engagement dependent and the work is to client convenience including weekends. Work during securities trading hours is about an hour or two only when needed. Work is usually during banking hours so work timings can be adjusted to work when the stock market closes. I also have a sole proprietor business for writing and sale of books. I filed a fictitious business name as Hillview Books, and this business has been active since 2001. Number of hours worked per week is about 2-3. The work is during non business or securities trading hours. The registered address is my home address: 1415 Oakhurst Ave, Los Altos, CA 94024. The business is not investment-related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-28