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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-06 |
Branch Locations
Cape Coral, FL • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New Hope | PA | 03/2013 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Lansdale | PA | 07/2019 | 05/2021 |
| Jp Morgan Chase Bank | Warminster | PA | 06/2021 | 08/2022 |
| Jp Morgan Securities Llc | Warminster | PA | 06/2021 | 08/2022 |
| Wells Fargo Bank, Na | Punta Gorda | FL | 08/2018 | 07/2019 |
| Wells Fargo Bank, Na | Lansdale | PA | 07/2019 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Punta Gorda | FL | 08/2018 | 07/2019 |
| Wells Fargo Clearing Services, Llc | New Hope | PA | 02/2017 | 08/2018 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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