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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-08
  • NJ RA
    APPROVED
    Since 2021-04-08

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Scotia Scotia NY 01/1996 04/2021
Infinex Investments Inc Scotia NY 02/2017 04/2021
William Newman Albany NY 04/2021 04/2025
Northwestern Mutual Investment Services Llc Albany NY 04/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2021 04/2025
Michael P Mennella Albany NY 04/2022 03/2025
Jeremiah J Mackey Albany NY 04/2022 03/2025
Mnm Consulting Group, Llc Albany NY 03/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2025 Present
  • 01/1996 → 04/2021
    First National Bank Of Scotia
    Scotia, NY
  • 02/2017 → 04/2021
    Infinex Investments Inc
    Scotia, NY
  • 04/2021 → 04/2025
    William Newman
    Albany, NY
  • 04/2021 → Present
    Albany, NY
  • 05/2021 → 04/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2022 → 03/2025
    Michael P Mennella
    Albany, NY
  • 04/2022 → 03/2025
    Jeremiah J Mackey
    Albany, NY
  • 03/2025 → Present
    Mnm Consulting Group, Llc
    Albany, NY
  • 04/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
  • S66 Uniform Combined State Law Examination
    2017-09-29
Other Names
  • Gregory Phillips
  • Gregory Nelson Phillips
  • Greg Phillips

View on SEC IAPD

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