Best Investors Account Sign in

Jonathan Ross T Ong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-16
FL RA APPROVED 2019-09-11
  • TX RA
    APPROVED
    Since 2019-10-16
  • FL RA
    APPROVED
    Since 2019-09-11

Branch Locations

9000 Southside Blvd Investment Solutions Group, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2017 Present
Tolomato Community Development District Ponte Vedra FL 06/2015 02/2017
Daily's Ponte Vedra FL 09/2014 09/2016
University Of North Florida Jacksonville FL 01/2015 12/2016
Bank Of America N.A. Jacksonville FL 01/2020 Present
  • 03/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 06/2015 → 02/2017
    Tolomato Community Development District
    Ponte Vedra, FL
  • 09/2014 → 09/2016
    Daily's
    Ponte Vedra, FL
  • 01/2015 → 12/2016
    University Of North Florida
    Jacksonville, FL
  • 01/2020 → Present
    Bank Of America N.A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-09
S63 Uniform Securities Agent State Law Examination 2017-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-09
  • S63 Uniform Securities Agent State Law Examination
    2017-09-20
Other Names
  • Jon Ong
  • Jonathan Ong
  • Jonathan Ross Ong
  • Jon Ross Ong
  • Jonathan Ross Ong
  • Jonathan Ross Tantioco Ong

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
MADDEN ADVISORY SERVICES, INC.
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
REVISION WEALTH MANAGEMENT LLC

Other Investors

ANTHONY JOSEPH DE BELLIS
RYAN ALEXANDER WILLIAMS
JORDAN Christopher LACY
Derek Charles Vail
Adam Kyle Dorman
CORNELIUS JOHN CRONIN
Mia Victoria Greenfield
MICHAEL LOUIS ELLIS

Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor