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Laura Michelle Cooper

LPl Financial LLC

Durham, NC

Austin, TX

Round Rock, TX

CRD 6757734

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-30
TX RA APPROVED 2020-11-30
  • NC RA
    APPROVED
    Since 2025-09-30
  • TX RA
    APPROVED
    Since 2020-11-30

Branch Locations

Durham, NC • United States

7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States

1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2017 11/2018
Alcami Corporation (Formerly Aai Pharma Services/Cambridge Major Wilmington NC 09/2014 03/2017
The Fox Alliance Wealth Advisors Austin TX 11/2018 Present
First Allied Securities, Inc San Diego CA 12/2018 02/2020
First Allied Advisory Services, Inc San Diego CA 12/2018 11/2020
First Allied Securities, Inc San Diego CA 02/2020 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Lpl Financial Llc Austin TX 11/2020 Present
  • 03/2017 → 11/2018
    St Louis, MO
  • 09/2014 → 03/2017
    Alcami Corporation (Formerly Aai Pharma Services/Cambridge Major
    Wilmington, NC
  • 11/2018 → Present
    The Fox Alliance Wealth Advisors
    Austin, TX
  • 12/2018 → 02/2020
    First Allied Securities, Inc
    San Diego, CA
  • 12/2018 → 11/2020
    First Allied Advisory Services, Inc
    San Diego, CA
  • 02/2020 → 11/2020
    First Allied Securities, Inc
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 11/2020 → Present
    Austin, TX
Previous Registrations
  • 2020-11-12 → 2020-11-30
    Austin, TX
    Round Rock, TX
  • 2018-12-12 → 2020-11-12
    First Allied Advisory Services, Inc.
    Austin, TX
    Round Rock, TX
  • 2017-05-01 → 2018-11-14
    Wilmington, NC
    St Louis, MO
    St. Louis, MO
    Pflugerville, TX
    Cedar Park, TX
Other Businesses

1)11/30/2020- The Fox Alliance- DBA for LPL Business (entity for LPL business)- Inv. Related- Austin, TX- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28
Other Names
  • Laura Michelle Cooper
  • Laura Cooper

View on SEC IAPD

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