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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-22
NC RA APPROVED 2017-07-28
  • TX RA
    APPROVED_RES
    Since 2021-07-22
  • NC RA
    APPROVED
    Since 2017-07-28

Branch Locations

1051 Military Cutoff Rd Suite 102 B, Wilmington, NC 28405-3674 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2017 Present
Alcami Corporation Wilmington NC 08/2011 02/2017
United States Coast Guard Reserve Wilmington NC 09/2011 Present
  • 03/2017 → Present
    St Louis, MO
  • 08/2011 → 02/2017
    Alcami Corporation
    Wilmington, NC
  • 09/2011 → Present
    United States Coast Guard Reserve
    Wilmington, NC
Other Businesses

United States Coast Guard Reserves Type of business: United States Armed Service Wilmington, NC Start date: 7/19/2011 Marine Science Technician-1st Hours per week: 4 Hours during trading: 0 Conducting safety and security inspections at designated waterfront facilities, responding to oil and hazardous material spills in waterways, conducting boardings to ensure compliance with domestic laws and international treaties on foreign flagged vessels, supervise loading of explosives on vessels.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28
Designations
Other Names
  • Bud Wawner
  • James Thomas Wawner
  • James Thomas Wawner

View on SEC IAPD

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