Richard Joel Poole

780 Carillon Parkway, St Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-02-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sarasota	FL	02/2017	02/2020
The Fresh Market	Sarasota	FL	09/2012	12/2016
University Of South Florida Sarasota-Manatee	Sarasota	FL	08/2013	12/2017
Bank Of America, N.A.	Sarasota	FL	04/2018	02/2020
Carillon Fund Distributors, Inc.	St.PEtersburg	FL	02/2020	10/2020
Carillon Fund Distributors, Inc.	St.PEtersburg	FL	11/2020	Present
Carillon Tower Advisers, Inc.	St. Petersburg	FL	11/2020	Present

02/2017 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL
09/2012 → 12/2016

The Fresh Market

Sarasota, FL
08/2013 → 12/2017

University Of South Florida Sarasota-Manatee

Sarasota, FL
04/2018 → 02/2020

Bank Of America, N.A.

Sarasota, FL
02/2020 → 10/2020

Carillon Fund Distributors, Inc.

St.PEtersburg, FL
11/2020 → Present

Carillon Fund Distributors, Inc.

St.PEtersburg, FL
11/2020 → Present

Carillon Tower Advisers, Inc.

St. Petersburg, FL

2020-10-05 → 2020-10-21

Raymond James Investment Management

St Petersburg, FL
2018-07-23 → 2020-02-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-19

Other Firms