Chad William Treacy

Employer firm

Umb Financial Services, Inc. CRD 17073

$5.04M regulatory AUM 2,110 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-08-30
FL	RA	APPROVED	2022-04-29
MO	RA	APPROVED	2017-02-27

AZ RA
APPROVED

Since 2024-08-30
FL RA
APPROVED

Since 2022-04-29
MO RA
APPROVED

Since 2017-02-27

Branch Locations

4200 W 115Th Street, Leawood, KS 66211 • United States

10 South Broadway, St. Louis, MO 63102 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Umb Bank	St Charles	MO	11/2011	Present
Umb Financial Services Inc	Clayton	MO	02/2017	Present

11/2011 → Present

Umb Bank

St Charles, MO
02/2017 → Present

Umb Financial Services Inc

Clayton, MO

Other Businesses

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 11/07/11, 152 hours per month allocated to UMB Bank during normal business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-27

S65 Uniform Investment Adviser Law Examination

2017-02-27

View on SEC IAPD

Employer firm

Current Employers

Umb Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

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