Eric Andrew Pemberton

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 06/2021
  Morgan Stanley
  Houston, TX
• 08/2021 → 06/2022
  Charles Schwab & Co., Inc.
  Westlake, TX
• 02/2023 → 03/2024
  Rbc Capital Markets, Llc
  Dallas, TX
• 06/2022 → 02/2023
  Traveling Coaches Inc.
  Plano, TX
• 07/2021 → 07/2021
  Unemployed
  Dallas, TX
• 03/2024 → 02/2025
  Fisher Investments
  Plano, TX
• 05/2025 → Present
  Morgan Stanley
  Bloomington, MN
• 03/2025 → 04/2025
  Unemployed
  Minnetonka, MN

Previous Registrations

• 2024-03-15 → 2025-02-06
  Fisher Investments
  Plano, TX
• 2023-02-14 → 2024-03-14
  Rbc Capital Markets, Llc
  Dallas, TX
• 2021-08-24 → 2022-07-07
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2013-04-17 → 2021-06-29
  Morgan Stanley
  Winter Park, FL
  Orlando, FL
  Champions Gate, FL
  Winter Park, FL
  Houston, TX
• 2013-01-16 → 2013-04-04
  Valic Financial Advisors, Inc.
  Orlando, FL
• 2012-08-01 → 2012-10-11
  Jackson Wealth Management, Llc
  Lake Mary, FL
• 2009-10-07 → 2011-01-25
  Td Ameritrade, Inc.
  Bellevue, WA
• 2009-10-07 → 2011-01-25
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
• 2003-06-16 → 2009-04-24
  Charles Schwab & Co., Inc.
  Redmond, WA
  Redmond, WA

Exams

• S66 Uniform Combined State Law Examination
  2003-06-13
• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1999-07-30

Other Names

• Pemberton
• Eric A Pemberton