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Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-13
  • TX RA
    APPROVED_RES
    Since 2017-04-13

Branch Locations

4 Robert Speck Pkwy - 11Th Flr Suite 1100, Mississauga, Ontario L4Z 1S1 • Canada

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Counsel (Usa) Inc. Mississauga, Ontario 07/2014 Present
Rbc Dominion Securities Inc. Mississauga, Ontario 10/2000 Present
Other Names
  • Yvonne Li

View on SEC IAPD

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