Best Investors Account Sign in
Inactive

Andy James Montgomery

Rbc Private Counsel (Usa) Inc.

Burlington, Ontario

CRD 6756883

Claim This Profile
Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-10
  • TX RA
    APPROVED_RES
    Since 2017-02-10

Branch Locations

4475 North Service Rd, Suite 400 - 4Th Flr Suite 4, Burlington, Ontario L7L 4X7 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Counsel (Usa) Inc. Burlington, Ontario 08/2015 Present
Rbc Dominion Securities Inc. Burlington, Ontario 10/2013 Present
Rbc Wealth Management Financial Services Inc. Burlington, Ontario 10/2013 Present
  • 08/2015 → Present
    Rbc Private Counsel (Usa) Inc.
    Burlington, Ontario
  • 10/2013 → Present
    Rbc Dominion Securities Inc.
    Burlington, Ontario
  • 10/2013 → Present
    Rbc Wealth Management Financial Services Inc.
    Burlington, Ontario
Other Names
  • Andrew James Montgomery

View on SEC IAPD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor