Garrett Keith Norton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA
• 01/2017 → 05/2017
  Northwestern Mutual Inc.
  Mandeville, LA
• 05/2015 → 10/2016
  Latter & Blum Inc Realtors
  Mandeville, LA
• 06/2014 → 01/2017
  Supplementor Llc
  Kenner, LA
• 12/2017 → 05/2019
  Bank Of America, N.A.
  New Orleans, LA
• 06/2019 → 04/2022
  Hancock Whitney Investment Services, Inc.
  Metairie, LA
• 06/2019 → 04/2022
  Hancock Whitney Bank
  Metairie, LA
• 04/2022 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2019-06-10 → 2022-05-26
  Hancock Whitney Investment Services Inc.
  Metairie, LA
  New Orleans, LA
  Metairie, LA
  New Orleans, LA
  New Orleans, LA
• 2017-11-14 → 2019-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA

Other Businesses

1)4/2022- East Pointe Wealth Advisors Inc- DBA for LPL Business (entity for LPL business)- inv. related- Baton Rouge, LA 2) 4/2022- Mayfair Medical, LLC- Business Owner/ President- non-inv. related- 1457 Joan St. Mandeville, LA 70448- start date 12/2019- 8hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2017-11-13

Other Names

• Garrett Keith Norton
• Garrett Norton