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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-11 |
Branch Locations
99 Whitfield St. Unit 10, Guilford, CT 06437 • United States
55 West Street Suite 201, Walpole, MA 02081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2017 | 04/2018 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 03/2017 | 04/2018 |
| Open Access Technology International | Minneapolis | MN | 06/2015 | 02/2017 |
| Holiday Inn Arbor Lakes | Maple Grove | MN | 02/2017 | 06/2019 |
| Minnesota Life Insurance Company | St. Paul | MN | 10/2018 | 12/2022 |
| Securian Financial Services Inc | St. Paul | MN | 10/2018 | 12/2022 |
| Hirenomics | Edina | MN | 04/2018 | 10/2018 |
| Holiday Inn | Maple Grove | MN | 02/2017 | 06/2020 |
| Red Cow | Minneapolis | MN | 12/2021 | 06/2022 |
| The Standard | Portland | OR | 01/2023 | 07/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2026 | Present |
| Riverside Retirement Advisor Llc | Guilford | CT | 01/2026 | Present |
| Whitfield Retirement Advisors | Guilford | CT | 01/2026 | Present |
| The Patriot Financial Group, Llc | Guilford | CT | 01/2026 | Present |
| Arranged By Mk, Llc | Columbus | OH | 08/2025 | Present |
| The Patriot Financial Group Insurance Agency, Llc | Guilford | CT | 05/2026 | Present |
1) RIVERSIDE RETIREMENT ADVISOR LLC; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; FINANCIAL PROFESSIONAL/ADMIN; SINCE 1/2026; 160 HRS/MO 2) WHITFIELD RETIREMENT ADVISORS; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; FINANCIAL PROFESSIONAL/ADMIN; SINCE 1/2026; 160 HRS/MO 3) THE PATRIOT FINANCIAL GROUP, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, ADMIN, FINANCIAL PROFESSIONAL 4) KAPPA KAPPA PSI; STILLWATER, OK; NON-INVESTMENT RELATED; NON-PROFIT ORGANIZATION; ELECTED BOARD OF TRUSTEE MEMBER; SINCE 7/2025; 16 HRS/MO 5) ARRANGED BY MK, LLC; NON-INVESTMENT RELATED; SAME AS REGISTERED LOCATION, OWNER; TRAVEL AGENCY; SINCE 8/2025; 40 HRS/MO; 6) NAME OF OTHER BUSINESS: BOMB PARTY DBA WHAT THE LUXE WITH MOLLY K; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RETAIL; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELL JEWELRY VIA SURPRISE JEWELRY REVEALS ON THE INTERNET AND AT IN PERSON EVENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-23 |
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