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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Houston Independent School Dist | Houston | TX | 08/2015 | 05/2017 |
| Unemployed | Kingwood | TX | 05/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 10/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2017 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodlands | TX | 12/2022 | Present |
2021-02 Professional Group Plans/Health insurance I*1497286 For profit or not for profit: Entity For Profit Name of outside business organization: The Teachers' Teacher Investment related: N Address of business: Humble, Texas, 77346, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 11/4/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , My pervious career was in education, I hold a Master's in education and my responsibilities would be to teach Math to school age students. 5th-9th Grade.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-29 |
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