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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-19 |
| PA | RA | APPROVED | 2009-06-01 |
Branch Locations
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Wyomissing | PA | 06/2009 | Present |
*480177 - Norwex; Investment related - No; Coppell, Texas; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 1; After business hours: 9; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-01 |
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