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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2017 | 04/2021 |
| Ciox Health | Phoenix | AZ | 08/2016 | 02/2017 |
| Morgan Stanley | Gilbert | AZ | 04/2021 | 08/2021 |
| Robinhood Financial, Llc | Tempe | AZ | 08/2021 | 08/2022 |
| Morgan Stanley | Gilbert | AZ | 10/2022 | 07/2023 |
| Raymond James Financial Services, Inc. | Phoenix | AZ | 07/2024 | 04/2025 |
| Uber | San Francisco | CA | 11/2022 | 06/2024 |
| Western Governors University | Millcreek | UT | 10/2020 | 12/2021 |
| Raymond James Financial Services Advisors, Inc. | Phoenix | AZ | 07/2024 | 04/2025 |
| Desert Financial Wealth Management | Phoenix | AZ | 07/2024 | 04/2025 |
| Desert Financial Credit Union | Phoenix | AZ | 07/2024 | 04/2025 |
| Morgan Stanley | Tempe | AZ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-20 |
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