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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-06 |
| SC | RA | APPROVED | 2019-11-18 |
Branch Locations
201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2017 | 09/2019 |
| American Credit Association | Spartanburg | SC | 07/2016 | 01/2017 |
| Morgan Stanley Smith Barney Llc | Greenville | SC | 10/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-29 |
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