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Nicole D Rosa

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-15
NJ RA APPROVED 2020-08-18
  • TX RA
    APPROVED
    Since 2020-10-15
  • NJ RA
    APPROVED
    Since 2020-08-18

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Morristown NJ 08/2019 Present
Hsbc New York NY 06/2019 08/2019
Morgan Stanley Morristown NJ 03/2017 05/2019
Fairleigh Dickinson University Madison NJ 08/2016 03/2017
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 08/2019 → Present
    Morgan Stanley
    Morristown, NJ
  • 06/2019 → 08/2019
    Hsbc
    New York, NY
  • 03/2017 → 05/2019
    Morgan Stanley
    Morristown, NJ
  • 08/2016 → 03/2017
    Fairleigh Dickinson University
    Madison, NJ
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-17
  • S66 Uniform Combined State Law Examination
    2020-08-17
Other Names
  • Nicole Daniella Rosa
  • Nicole Rosa

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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