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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-28 |
| TX | RA | APPROVED_RES | 2025-08-18 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Charlotte | NC | 03/2018 | 06/2020 |
| Northwestern Mutual | Charlotte | NC | 02/2017 | 03/2018 |
| Enterprise Holdings, Inc | Charlotte | NC | 04/2010 | 01/2017 |
| Massmutual Life Insurance Co | Charlotte | NC | 06/2020 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 12/2022 | 08/2025 |
| Bank Of America N.A. | Charlotte | NC | 04/2023 | 08/2025 |
| Lpl Enterprise Llc | Charlotte | NC | 08/2025 | Present |
1. 08/06/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Charlotte, NC - Start Date 07/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/06/2025 - JONATHAN YOUNG N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Charlotte, NC - Start Date 07/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 12/05/2025-DYS Financial Firm LLC-CEO-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/19/2025-160hrs/mth-100hrs/mth during trading 4. 12/05/2025-BTR Records LLC-CEO-Artist/ Musician-Not Inv Related-At Charlotte, NC-Start date 10/15/2025-160hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-01 |
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