Dominic Schultz Boggio

Employer firm

Gradient Investments, LLC CRD 141726

$8.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 09/2023
  E*Trade Capital Management, Llc
  Bloomington, MN
• 06/2017 → 02/2022
  Rbc Wealth Managment
  Minneapolis, MN
• 02/2016 → 12/2016
  Big Blue Swim School
  Chicago, IL
• 12/2016 → 06/2017
  Unemployed
  Chicago, IL
• 11/2023 → 01/2024
  Unemployed
  Minneapolis, MN
• 11/2016 → 01/2017
  Meetinghouse Company
  Chicago, IL
• 01/2024 → 10/2024
  John Rusciano
  Edina, MN
• 02/2024 → 10/2024
  Northwestern Mutual Investment Services Llc
  Edina, MN
• 11/2024 → 12/2024
  Thrivent Investment Management Inc.
  Minneapolis, MN
• 02/2025 → Present
  Gradient Investments, Llc
  Arden Hills, MN
• 01/2023 → 12/2023
  Morgan Stanley
  Bloomington, MN
• 09/2019 → 02/2022
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 09/2023 → 12/2023
  Morgan Stanley
  Bloomington, MN
• 12/2019 → 02/2022
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 01/2024 → 10/2024
  Grandview Square Financial
  Edina, MN
• 02/2026 → Present
  Gradient Securities, Llc
  Arden Hills, MN

Previous Registrations

• 2024-11-13 → 2024-12-23
  Thrivent Investment Management Inc.
  Minneapolis, MN
• 2024-02-13 → 2024-10-22
  Northwestern Mutual Investment Services, Llc
  Golden Valley, MN
  Edina, MN
• 2023-09-05 → 2023-12-22
  Morgan Stanley
  Bloomington, MN
• 2022-03-09 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Bloomington, MN
• 2019-12-14 → 2022-02-09
  Rbc Capital Markets, Llc
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2019-12-14

Other Names

• Dominic Schultz Boggio