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Dominic Schultz Boggio

Gradient Investments, LLC

Arden Hills, MN

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Current Employers
Gradient Investments, Llc

4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-03
TX RA APPROVED 2025-03-03
  • MN RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03

Branch Locations

4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management, Llc Bloomington MN 03/2022 09/2023
Rbc Wealth Managment Minneapolis MN 06/2017 02/2022
Big Blue Swim School Chicago IL 02/2016 12/2016
Unemployed Chicago IL 12/2016 06/2017
Unemployed Minneapolis MN 11/2023 01/2024
Meetinghouse Company Chicago IL 11/2016 01/2017
John Rusciano Edina MN 01/2024 10/2024
Northwestern Mutual Investment Services Llc Edina MN 02/2024 10/2024
Thrivent Investment Management Inc. Minneapolis MN 11/2024 12/2024
Gradient Investments, Llc Arden Hills MN 02/2025 Present
Morgan Stanley Bloomington MN 01/2023 12/2023
Rbc Capital Markets, Llc Minneapolis MN 09/2019 02/2022
Morgan Stanley Bloomington MN 09/2023 12/2023
Rbc Capital Markets, Llc Minneapolis MN 12/2019 02/2022
Grandview Square Financial Edina MN 01/2024 10/2024
Gradient Securities, Llc Arden Hills MN 02/2026 Present
  • 03/2022 → 09/2023
    E*Trade Capital Management, Llc
    Bloomington, MN
  • 06/2017 → 02/2022
    Rbc Wealth Managment
    Minneapolis, MN
  • 02/2016 → 12/2016
    Big Blue Swim School
    Chicago, IL
  • 12/2016 → 06/2017
    Unemployed
    Chicago, IL
  • 11/2023 → 01/2024
    Unemployed
    Minneapolis, MN
  • 11/2016 → 01/2017
    Meetinghouse Company
    Chicago, IL
  • 01/2024 → 10/2024
    John Rusciano
    Edina, MN
  • 02/2024 → 10/2024
    Northwestern Mutual Investment Services Llc
    Edina, MN
  • 11/2024 → 12/2024
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 02/2025 → Present
    Gradient Investments, Llc
    Arden Hills, MN
  • 01/2023 → 12/2023
    Morgan Stanley
    Bloomington, MN
  • 09/2019 → 02/2022
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 09/2023 → 12/2023
    Morgan Stanley
    Bloomington, MN
  • 12/2019 → 02/2022
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 01/2024 → 10/2024
    Grandview Square Financial
    Edina, MN
  • 02/2026 → Present
    Gradient Securities, Llc
    Arden Hills, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14
Other Names
  • Dominic Schultz Boggio

View on SEC IAPD

Other Firms

BRIGHT ANGEL ADVISORS LLC
HERITAGE CAPITAL ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT WATERS FINANCIAL
OSAIC INSTITUTIONS, INC.
GRADIENT WEALTH MANAGEMENT

Other Investors

MICHAEL JAMES BARRETT
ANDREW PAUL SWEERE
SCOTT FRED MOLLER
MACLAY MARTIN SWANSON
BETH ELLEN WILLS
JENNIFER MELISSA RAY
MARK JOSEPH SOBIECH
MATTHEW DOUGLAS BREWERS

Other Offices

BRIGHT ANGEL ADVISORS LLC · ST. PAUL, MN
HERITAGE CAPITAL ADVISORS, LLC · ST PAUL, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Arden Hills, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · ARDEN HILLS, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Arden Hills, MN
GREAT WATERS FINANCIAL · SHOREVIEW, MN
OSAIC INSTITUTIONS, INC. · Shoreview, MN
GRADIENT WEALTH MANAGEMENT · ARDEN HILLS, MN

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