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Nolan M Pugh

Schwab Wealth Advisory, Inc.

Indianapolis, IN

San Francisco, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-16
IN RA APPROVED 2021-02-11
  • TX RA
    APPROVED_RES
    Since 2021-03-16
  • IN RA
    APPROVED
    Since 2021-02-11

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 02/2017 Present
Krannert School Of Management/ Purdue University West IN 08/2012 12/2016
Schwab Wealth Advisory Inc Indianapolis IN 01/2021 Present
  • 02/2017 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2012 → 12/2016
    Krannert School Of Management/ Purdue University
    West, IN
  • 01/2021 → Present
    Schwab Wealth Advisory Inc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-19
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2018-10-19
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05

View on SEC IAPD

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