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Alexander Doniphan Spiller

Mai Capital Management, LLC

Cleveland, OH

Houston, TX

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APP_PEND_IARCE 2026-01-01
CO RA APP_PEND_IARCE 2026-01-01
MI RA APP_PEND_IARCE 2026-01-01
NV RA APP_PEND_IARCE 2026-01-01
OK RA APP_PEND_IARCE 2026-01-01
NM RA APPROVED 2024-08-16
PA RA APPROVED 2024-08-15
TX RA APPROVED 2024-08-15
  • AR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NV RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NM RA
    APPROVED
    Since 2024-08-16
  • PA RA
    APPROVED
    Since 2024-08-15
  • TX RA
    APPROVED
    Since 2024-08-15

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Treloar & Heisel, Llc New Castle PA 01/2015 Present
Wcg Wealth Advisors, Llc New Castle CA 02/2017 07/2024
Us Army Houston TX 12/2014 03/2023
Mai Capital Management, Llc Cleveland OH 06/2024 Present
  • 01/2015 → Present
    Treloar & Heisel, Llc
    New Castle, PA
  • 02/2017 → 07/2024
    Wcg Wealth Advisors, Llc
    New Castle, CA
  • 12/2014 → 03/2023
    Us Army
    Houston, TX
  • 06/2024 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
Other Businesses

1) Treloar & Heisel, LLC: Fixed insurance sales/sale of non-variable insurance; Accident and Health Insurance Products and Property & Casualty for various carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-25
  • S65 Uniform Investment Adviser Law Examination
    2017-08-25
Designations

View on SEC IAPD

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Other Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY
JOSEPH QUERY
Alec Acampora
William Eugene Tomlinson
Ashley Celeste Kabalan
MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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