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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-12 |
Branch Locations
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Shreveport | LA | 01/2017 | 01/2017 |
| (Education) Louisiana State University-Shreveport | Shreveport | LA | 08/2014 | 12/2016 |
| Scottrade, Inc. | Shreveport | LA | 02/2017 | 12/2017 |
| Td Ameritrade, Inc. | Shreveport | LA | 02/2018 | 04/2020 |
| Td Ameritrade Investment Management, Llc | Shreveport | LA | 02/2018 | 04/2020 |
| J.P Morgan Securities Llc | Dallas | TX | 09/2021 | 04/2022 |
| Jp Morgan Chase Bank, N.A | Dallas | TX | 09/2021 | 04/2022 |
| Unemployment | Shreveport | LA | 05/2020 | 08/2021 |
| Scottrade Investment Management | Shreveport | LA | 08/2017 | 02/2018 |
| Fisher Investments | Plano | TX | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-03 |
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