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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-07-17 |
Branch Locations
17810 Statesville Rd, Suite #322, Cornelius,, NC 28031 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 02/2017 | 07/2023 |
| Hendrick Mercedes Benz Northlake | Charlotte | NC | 08/2012 | 01/2017 |
| Prudential Insurance Company Of America | Charlotte | NC | 03/2017 | 07/2023 |
| Lpl Financial Llc | Cornelius | NC | 07/2023 | Present |
| Iht Wealth Management Llc | Cornelius | NC | 07/2023 | Present |
1.07/06/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name RB Wealth Partner; Investment Related; at Reported Business Location(s); Start Date 01/01/2022; 160hrs/mth; 9hrs during trading 2.07/06/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name IHT Wealth Management; Investment Related; at Reported Business Location(s); Start Date 07/07/2023; 160hrs/mth; 40hrs during trading 3.07/06/2023; RB Wealth, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/15/2023; 160hrs/mth; 9hrs during trading 4.07/11/2023; (Hybrid) IHT Wealth Management, LLC / IHT Wealth Management, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 07/06/2023; 160hrs/mth; 40hrs during trading; I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.09/20/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Automotive Wealth; Investment Related; at Reported Business Location(s); Start Date 09/08/2023; 40hrs/mth; 40hrs during trading 6.10/10/2024; Ladybird Properties LLC; Real Estate Rental; Investment Related; ; Start Date 04/08/2024; 1hrs/mth; 0hrs during trading 7.07/21/2026; Self; Real Estate Rental; Not Investment Related; Huntersville,NC; Start Date 03/31/2026; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-10 |
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