Demond Patrick Dawkins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 01/2017
  J P Morgan Chase
  Dallas, TX
• 02/2017 → Present
  Lpl Financial Llc
  Wylie, TX

Other Businesses

1. 04/03/2017 - JAL DENNIS GROUP INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WYLIE, TX 2. 04/03/2017 - MACEDONIA MISSIONARY BAPTIST CHURCH/ OUTSIDE, W-2 EMPLOYMENT/ 8%/ FATE, TX 3. 04/03/2017 - WYLIE ECONOMIC DEVELOPMENT CORP/ NON-PROFIT BOARD MEMBER/ 2%/ WYLIE, TX 4. 04/03/2017 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 0%/ GARLAND, TX 75043 5. 04/03/2017 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 0%/ 0%/ MARVELL, AR 72366 6. 09/27/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:05/01/2017 - 1 hr/mo - 0 hrs during trading. 7. 12/10/2019 - No Business Name - Investment Related - Garland Texas 75040 - Real Estate Rental - OWNER - Started 08/01/2017 - 0 Hours Per Month - RENTAL PROPERTY. 8. 09/09/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/29/2019 - 5 Hours Per Month/ 2 Hours During Trading 9. 04/13/2026 - Jal Dennis Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 10 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-04
• S63 Uniform Securities Agent State Law Examination
  2018-06-11