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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-20

Branch Locations

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Shirt Graphics Ballston Spa NY 06/2015 03/2017
Suny Oneonta Oneonta NY 08/2013 12/2016
Axa Advisors Llc New York NY 04/2017 02/2018
The Ayco Company, L.P./Mercer Allied Latham NY 02/2018 01/2021
Goldman Sachs & Co. Llc Cohoes NY 01/2021 Present
  • 06/2015 → 03/2017
    T Shirt Graphics
    Ballston Spa, NY
  • 08/2013 → 12/2016
    Suny Oneonta
    Oneonta, NY
  • 04/2017 → 02/2018
    Axa Advisors Llc
    New York, NY
  • 02/2018 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Cohoes, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2017-04-27
Other Names
  • Thomas Ruppel

View on SEC IAPD

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