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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-02
  • IL RA
    APPROVED
    Since 2021-11-02

Branch Locations

200 E. Court St Suite 510, Kankakee, IL 60901 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geoffrey, Johns & Associates, Llc Kankakee IL 11/2004 Present
Level Four Advisory Services Kankakee IL 02/2017 05/2017
Level Four Advisory Services Kankakee IL 05/2017 03/2021
Highpoint Advisor Group Kankakee IL 03/2021 Present
Previous Registrations
  • 2021-03-25 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Kankakee, IL
  • 2017-06-20 → 2021-03-25
    Kankanee, IL
    Dallas, TX
Other Businesses

Bear Acquisitions, Inc.; Non Investment-Related; 928 S. Broadway, Bradley, IL 60915; Machine Shop; President; Start Date: 12/1/2015; Number of Hours Devoted to Business Per Month: 0-2; Number of Hours Devoted during Securities Trading Hours: 0; Duties: Investment - strategic planning and management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-20
  • S65 Uniform Investment Adviser Law Examination
    2017-06-20

View on SEC IAPD

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