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Daniel J. Bergmann

J.P. Morgan Securities LLC

Marina Del Rey, CA

Los Angeles, CA

Los Angeles, CA

Marina Del Rey, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-01
NY RA APPROVED 2022-11-16
CA RA APPROVED 2018-07-10
  • TX RA
    APPROVED_RES
    Since 2023-11-01
  • NY RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2018-07-10

Branch Locations

13175 Mindanao Way, Marina Del Rey, CA 90292 • United States

11975 Santa Monica Blvd, Los Angeles, CA 90025 • United States

11285 National Blvd, Los Angeles, CA 90064 • United States

4676 Admiralty Way, Ste 100, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Fresno CA 01/2017 07/2018
Bcbg Max Azria Llc Vernon CA 01/2010 01/2017
Jp Morgan Chase Bank, N.A. Los Angeles CA 07/2018 02/2019
Jp Morgan Securities, Llc Santa Monica CA 07/2018 Present
Jp Morgan Chase Bank, N.A. Santa Monica CA 03/2019 Present
  • 01/2017 → 07/2018
    Wells Fargo Clearing Services
    Fresno, CA
  • 01/2010 → 01/2017
    Bcbg Max Azria Llc
    Vernon, CA
  • 07/2018 → 02/2019
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
  • 07/2018 → Present
    Jp Morgan Securities, Llc
    Santa Monica, CA
  • 03/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Santa Monica, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-07
  • S66 Uniform Combined State Law Examination
    2017-04-07
Other Names
  • Daniel Bergmann
  • Daniel James Bergmann

View on SEC IAPD

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Other Offices

ARROWROOT FAMILY OFFICE, LLC · MARINA DEL REY, CA
ARROWROOT CAPITAL MANAGEMENT, LLC · MARINA DEL REY, CA
SILICON BEACH WEALTH, LLC · MARINA DEL REY, CA
ARCA CAPITAL MANAGEMENT · MARINA DEL REY, CA
ARCA INVESTMENT MANAGEMENT, LLC · MARINA DEL REY, CA
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