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Gabriel A Vargas

J.P. Morgan Securities LLC

El Paso, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

7598 North Mesa, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank El Paso TX 01/2015 10/2021
J.P. Morgan Securities Llc El Paso TX 11/2021 Present
Jpmorgan Chase Bank, N.A. El Paso TX 11/2021 Present
Wells Fargo Clearing Services,Llc El Paso TX 02/2017 11/2021
  • 01/2015 → 10/2021
    Wells Fargo Bank
    El Paso, TX
  • 11/2021 → Present
    J.P. Morgan Securities Llc
    El Paso, TX
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    El Paso, TX
  • 02/2017 → 11/2021
    Wells Fargo Clearing Services,Llc
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Gabriel Vargas
  • Gabriel Alberto Vargas

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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