John Garcia Penaflorida

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 08/2017
  Foresters Financial Services
  Houston, TX
• 10/2014 → 05/2017
  Bellhops
  Houston, TX
• 08/2017 → 06/2019
  Foresters Financial Services
  Houston, TX
• 06/2019 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-18
• S63 Uniform Securities Agent State Law Examination
  2017-05-06

Other Names

• John Garcia Penaflorida