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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-09-21 |
Branch Locations
1231 S Rochester St Ste 130, Mukwonago, WI 53149-9031 • United States
New Berlin, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Mukwonago | WI | 02/2017 | Present |
| Briggs & Stratton | Wauwatosa | WI | 07/2012 | 02/2017 |
Business Ownership; Pickled Oak; Owner; Retail; 13401 W Radisson Dr, , New Berlin, WI, 53151; Not Investment-Related; 06/01/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-18 |
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