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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-09-21
  • WI RA
    APPROVED
    Since 2023-09-21

Branch Locations

1231 S Rochester St Ste 130, Mukwonago, WI 53149-9031 • United States

New Berlin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mukwonago WI 02/2017 Present
Briggs & Stratton Wauwatosa WI 07/2012 02/2017
Other Businesses

Business Ownership; Pickled Oak; Owner; Retail; 13401 W Radisson Dr, , New Berlin, WI, 53151; Not Investment-Related; 06/01/2021; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18
Other Names
  • Amanda Barwick
  • Amanda Marie Reinhardt

View on SEC IAPD

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