Alexandra Ann Ebert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-04
WI	RA	APPROVED	2025-01-23

TX RA
APPROVED_RES

Since 2025-02-04
WI RA
APPROVED

Since 2025-01-23

Branch Locations

850 W. North Shore Drive, Hartland, WI 53029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Town Bank	Wales & Delafield	WI	04/2016	01/2017
Wintrust Wealth Management	Chicago	IL	01/2017	01/2025
Lpl Financial Llc	Hartland	WI	01/2025	Present

04/2016 → 01/2017

Town Bank

Wales & Delafield, WI
01/2017 → 01/2025

Wintrust Wealth Management

Chicago, IL
01/2025 → Present

Lpl Financial Llc

Hartland, WI

Previous Registrations

2018-05-15 → 2025-01-23

Wintrust Investments Llc

Hartland, WI

Chicago, IL

Other Businesses

1. 01/2025- WINTRUST INVESTMENTS- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/22/2017- 173 Hours Per Month- 137 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-14

S66 Uniform Combined State Law Examination

2018-05-14

View on SEC IAPD