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Alexandria Beth Davis

Capital Client Group, Inc.

Los Angeles, CA

Boston, MA

CRD 6754635

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-04
  • CA RA
    APPROVED
    Since 2023-08-04

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arkansas Fayetteville AR 08/2016 05/2019
Edward Jones Fayetteville AR 02/2017 06/2019
Capital Group / American Funds Distributors, Inc. San Antonio TX 06/2019 10/2021
Capital Group Companies Los Angeles CA 10/2021 07/2023
Capital Group / American Funds Distributors, Inc. Los Angeles CA 07/2023 Present
  • 08/2016 → 05/2019
    University Of Arkansas
    Fayetteville, AR
  • 02/2017 → 06/2019
    Edward Jones
    Fayetteville, AR
  • 06/2019 → 10/2021
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 10/2021 → 07/2023
    Capital Group Companies
    Los Angeles, CA
  • 07/2023 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-15
S63 Uniform Securities Agent State Law Examination 2019-07-30
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2019-07-30
Other Names
  • Ally Beth Davis

View on SEC IAPD

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