Wayne Robert Gifford

Current Employers

Financial Spectrum Inc.

800 West Avenue, Jenkintown, PA 19046-2831 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	1999-07-08

PA RA
APPROVED

Since 1999-07-08

Branch Locations

Abington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Spectrum Inc	Abington	PA	01/1999	Present

01/1999 → Present

Financial Spectrum Inc

Abington, PA

Other Businesses

Gifford & Uslin PC CPA's. The business is not investment-related. 800 West Ave., Jenkintown, PA 19046. The business provides accounting, bookkeeping, and tax consulting and computer systems for individuals and small businesses. I am a shareholder partner. The start date of the relationship with Gifford & Uslin PC began January 1999. Approximately 85 hours per month is devoted to the business. The approximate number of hours spent during securities trading hours is 50 hours per month. My duties with Gifford & Uslin PC are to provide accounting, bookkeeping, tax and computer system consulting services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-02-08

S63 Uniform Securities Agent State Law Examination

1999-02-08