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W&S Brokerage Services, Inc. CRD 8099
$257M regulatory AUM 772 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-20 |
Branch Locations
1616 S Voss Road Suite 500, Houston, TX 77057 • United States
1906 E Tyler Suite E 1, Harlingen, TX 78550-7109 • United States
400 Broadway, Cincinnati, OH 45202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Houston | TX | 10/2014 | 05/2017 |
| Thrivent Investment Management Inc | Houston | TX | 05/2017 | 12/2018 |
| Thrivent Financial | Appleton | WI | 05/2017 | 11/2017 |
| Thrivent Financial | Appleton | WI | 11/2017 | 12/2018 |
| Unemployed | Houston | TX | 12/2018 | 03/2019 |
| Penn Mutual Life Ins Co | Horsham | PA | 04/2019 | 08/2019 |
| Hornor Townsend & Kent Llc | Horsham | PA | 04/2019 | 08/2019 |
| American United Life | Houston | TX | 09/2019 | Present |
| Oneamerica Securities | Houston | TX | 11/2019 | Present |
| W&S Brokerage Services | Cincinnati | OH | 10/2020 | Present |
| Western Southern Life | Houston | TX | 09/2020 | Present |
| Onehouston Financial | Houston | TX | 11/2019 | 09/2020 |
| Wealth Development Strategies | Houston | TX | 04/2019 | 11/2019 |
| Thrivent Financial | Houston | TX | 05/2017 | 04/2019 |
| Allstate Insurance Companies | Houston | TX | 10/2014 | 05/2017 |
Western and Southern Life, Houston, TX Full Time Agency Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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