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Employer firm

W&S Brokerage Services, Inc. CRD 8099

$257M regulatory AUM 772 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-20
  • TX RA
    APPROVED
    Since 2020-10-20

Branch Locations

1616 S Voss Road Suite 500, Houston, TX 77057 • United States

1906 E Tyler Suite E 1, Harlingen, TX 78550-7109 • United States

400 Broadway, Cincinnati, OH 45202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Houston TX 10/2014 05/2017
Thrivent Investment Management Inc Houston TX 05/2017 12/2018
Thrivent Financial Appleton WI 05/2017 11/2017
Thrivent Financial Appleton WI 11/2017 12/2018
Unemployed Houston TX 12/2018 03/2019
Penn Mutual Life Ins Co Horsham PA 04/2019 08/2019
Hornor Townsend & Kent Llc Horsham PA 04/2019 08/2019
American United Life Houston TX 09/2019 Present
Oneamerica Securities Houston TX 11/2019 Present
W&S Brokerage Services Cincinnati OH 10/2020 Present
Western Southern Life Houston TX 09/2020 Present
Onehouston Financial Houston TX 11/2019 09/2020
Wealth Development Strategies Houston TX 04/2019 11/2019
Thrivent Financial Houston TX 05/2017 04/2019
Allstate Insurance Companies Houston TX 10/2014 05/2017
  • 10/2014 → 05/2017
    Allstate Insurance Co
    Houston, TX
  • 05/2017 → 12/2018
    Houston, TX
  • 05/2017 → 11/2017
    Thrivent Financial
    Appleton, WI
  • 11/2017 → 12/2018
    Thrivent Financial
    Appleton, WI
  • 12/2018 → 03/2019
    Unemployed
    Houston, TX
  • 04/2019 → 08/2019
    Penn Mutual Life Ins Co
    Horsham, PA
  • 04/2019 → 08/2019
    Horsham, PA
  • 09/2019 → Present
    American United Life
    Houston, TX
  • 11/2019 → Present
    Oneamerica Securities
    Houston, TX
  • 10/2020 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 09/2020 → Present
    Western Southern Life
    Houston, TX
  • 11/2019 → 09/2020
    Onehouston Financial
    Houston, TX
  • 04/2019 → 11/2019
    Wealth Development Strategies
    Houston, TX
  • 05/2017 → 04/2019
    Thrivent Financial
    Houston, TX
  • 10/2014 → 05/2017
    Allstate Insurance Companies
    Houston, TX
Previous Registrations
Other Businesses

Western and Southern Life, Houston, TX Full Time Agency Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-03
S63 Uniform Securities Agent State Law Examination 1999-02-26
  • S65 Uniform Investment Adviser Law Examination
    2017-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-02-26
Designations
  • Chartered Financial Consultant
Other Names
  • Rene Corkill Tamez
  • Rene Tamez
  • Rene C Tamez

View on SEC IAPD

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